June 25, 2002
Hon. Anthony J. Principi, Secretary of Veterans Affairs
Department of Veterans Affairs
810 Vermont Avenue, NW, Suite 1000, Washington, D.C. 20420
Dear Mr. Secretary,
On behalf of the Research Advisory Committee on Gulf War Veterans Illnesses, I
am pleased to submit this interim report. This report focuses on
fundamental findings appropriate to this initial stage of our work. We
look forward to making more detailed recommendations later this year.
Based on our review of federal government and other research done to date, we
have reached the following conclusions and recommendations.
Respectfully submitted,
James H. Binns, Jr.
Chairman, Research Advisory Committee on Gulf War Veterans Illnesses
Research
Advisory Committee on Gulf War Veterans Illnesses
Interim Report
June 25, 2002
DRAFT
A. Conclusions
1. Gulf War veterans are ill. (See Appendix A.)
a. They suffer from a pattern of health problems that significantly exceeds
those seen in comparable populations, beyond that which is explained by stress
or psychiatric diagnoses.
b. Different epidemiological studies consistently show 25-30% of the veterans
who served in the Gulf are ill, over and above the control population chosen
for each study.
2. It is increasingly evident that at least one important category of illness
in Gulf War veterans is neurological in character, according to recent
scientific studies. (See Appendix B.) While these studies are not
conclusive, there is enough evidence at present to conclude that this line of
inquiry represents a potential breakthrough that should be aggressively
pursued.
a. Magnetic resonance spectroscopy suggests a loss of neurons in selected brain
areas in ill veterans, particularly in the basal ganglia and brainstem.
The areas of neuronal deficiency relate to veterans’ symptoms. Veterans
with cognitive problems show neuronal loss in the basal ganglia; those with
muscle and joint problems show loss in the brainstem.
b. Heart rate measurements show dysregulation of the autonomic nervous system
in ill veterans
c. Gulf War veterans are suffering from ALS at approximately twice the expected
rate.
d. A substantial increase in the cold sensory threshold has been measured in
ill Gulf War veterans.
e. Audiovestibular tests show abnormalities of central vestibular function.
f. Ill veterans show elevated brain dopamine production.
g. Ill veterans have low levels of an enzyme, paraoxonase, that is involved in
breaking down organophosphates, and are more likely to have genotypes poor at
metabolizing certain organophosphates, suggesting biochemical and genetic
explanations for why some veterans became ill and others in the same location
did not.
3. Many risk factors associated with Gulf War Illnesses are
present today in Southwest Asia.
a. Risk factors include exposures to environmental toxins, low-level nerve
agents, depleted uranium, oil fires, mustard gas, stress, medical
countermeasures to biowarfare and nerve agents, infectious diseases, and
combinations of these factors.
b. Several risk factors are also germane to domestic terrorism preparedness.
Nerve agent exposure is a terrorist concern; and medical countermeasures for
chem-bio warfare are relevant to homeland as well as military defense.
c. Research on Gulf War Illnesses has broad implications to the war on
terrorism.
B. Recommendations
1. Use all available methods to identify and evaluate
treatments that may hold promise for the unexplained illnesses experienced by
Gulf War veterans. Methods for evaluating potentially promising treatments
should include, but not be limited to:
a. Establish a program to monitor clinical outcomes associated with treatments
recommended by current practice guidelines and/or commonly used by VA
physicians to treat Gulf War veterans with unexplained illnesses;
b. Establish pilot projects to evaluate existing claims regarding the
effectiveness of treatments identified as effective for Gulf War illnesses;
c. Solicit and investigate claims of treatment efficacy from
clinicians and veterans;
d. Collect data regarding specific treatments and lifestyle habits in existing
and future projects that follow Gulf War veterans over time, and evaluate their
associations with changes in veterans' health status.
2. Enlist the expertise of specialists in neurobiology and
neurological illness in the national research effort on Gulf War Illnesses.
a. This effort should include both individual experts from academia and the
private sector as well as government agencies with relevant expertise like the
National Institute of Neurological Diseases and Stroke and the Environmental
Protection Agency.
b. In addition to seeking advice, the research effort should seek the
participation of these individuals and agencies in promoting and funding high
quality Gulf War Illnesses research.
3. Designate as a research priority the investigation of
neurological mechanisms, including acetylcholine dysregulation and other
acetylcholinesterase inhibitor-induced pathology, that potentially explain the
disease process (in an important subset of ill veterans) and may lead to the
development of treatments. (See Appendix C.)
a. Immediately solicit and fund research proposals on this priority topic.
4. Establish a research program to identify objective markers
in ill veterans or subsets of ill veterans, and to investigate linkages between
markers, exposures, and health status. Such studies are capable of identifying
distinct illness syndromes, with specific causes, natural histories, diagnostic
approaches, and responses to treatments. Objective markers include those that
can provide information on character of exposures, on character of illness, and
on mechanisms of illness.
5. Make full use of existing data on veterans’ health and
treatments.
a. Merge Department of Defense databases on veterans’ locations and exposures
with the Veterans Benefits Administration database on veterans’ health claims
and diagnoses; and with the Department of Defense's Comprehensive Clinical
Evaluation Program database, the VA Gulf War Registry database, and data from
the VA National Survey of Persian Gulf Veterans. Consider including relevant
databases from other sources, such as the Social Security Administration's
National Death Index and Social Security Verification.
6. Manage for results.
a. Solving a complex medical research problem requires sound scientific
management of the overall program as much as well-executed individual
studies. It is not surprising that the existing management structure has
not produced the desired results. After reviewing Gulf War illness and
related research programs in 1999, the Institute of Medicine of the National
Academy of Sciences concluded that while "[m]any excellent efforts have
been fielded . . ., [t]hese research efforts have in large part, however, not
been undertaken in response to a well-developed and coordinated research
agenda."
b. Create a single business plan to drive the research program, identifying
objectives and milestones, revised at least annually, and approved by the
Secretary of Veterans Affairs and the Secretary of Defense.
c. Open all research solicitations to open competition, allowing external as
well as internal researchers to participate, as is presently done at the
Department of Defense but not the Department of Veterans Affairs.
d. Make peer review practices more open on the model of NIH peer review
practices. To ensure customer orientation, place veterans on peer review
panels after receiving peer review training.
e. Place responsibility for the national research program in a central
organization with the scientific expertise to manage it and the confidence and
involvement of the veteran community. In 1999 the Institute of Medicine
recommended that responsibility for research into veterans' illnesses and
deployment health be placed in an organization "independent of governance
by any single federal agency in order to foster scientific excellence and
assure scientific and public accountability." (See Appendix D.)
f. Pending the establishment of this national program, direct the Research
Advisory Committee to review and advise on current and future research
solicitations extended by the federal government related to Gulf War Illnesses,
and all research proposals submitted.
7. Increase funding.
a. The opportunity to achieve a potential breakthrough in defeating Gulf War
Illnesses through neuroscience research, the potential contribution to
defeating other neurological diseases like ALS, and the need to protect current
American forces and civilians as well as treat veterans, merit an increase in
funding from current levels.
b. An adequate funding commitment is important to attract the best minds to the
problem.
c. Funding research to develop treatments would not only alleviate suffering
but would likely be more cost-effective than continuing care for chronic and
possibly worsening conditions.
d. Provided management reforms are made to ensure funds are effectively spent,
commit $150 million in federal funding for each of the next three years
(compared to $350 million spent to date, according to the Department of
Defense). Consider increasing this amount if initial results warrant.
APPENDIX A: SUMMARY OF EPIDEMIOLOGICAL EVIDENCE
The
Symptoms, Prevalence, and Existence of Gulf War Veterans’ Illnesses:
What Do
We Know From Epidemiologic Research?
Prepared by Lea Steele, Ph.D.
Summary of Presentation to the Research Advisory Committee on Gulf War
Veterans’ Illnesses
U.S. Department of Veterans Affairs. April 11, 2002
The health problems reported by Gulf War veterans since the end of Desert Storm
have posed a complex and often frustrating challenge for veterans who are ill,
as well as for clinicians, researchers, and government agencies charged with
understanding and addressing these conditions. Epidemiologic research,
the study of patterns of health and disease in populations, is typically the
first scientific approach taken in understanding unexplained health
problems. Since the Gulf War, epidemiologic studies have investigated the
health status of many different groups of Gulf War veterans, including veterans
from different branches of service, veterans from different countries and
states, and veterans who served in different areas of theater.1-11 Despite the
diversity of research approaches and groups studied, a number of common threads
have emerged from these investigations, providing preliminary answers to key
questions about the characteristics, prevalence, and existence of veterans’
unexplained illnesses, as well as evidence regarding their association with
service in the Gulf War.
Gulf Veterans Experience High Rates of Symptoms and Diagnosed
Conditions
Epidemiologic studies comparing mortality and hospitalization rates between
Gulf War veterans and era veterans who did not serve in the Persian Gulf region
(non-Gulf veterans) have, overall, found few differences with respect to
disease-related deaths and hospitalization rates.12-16 It will be
important to follow Gulf veterans for years to come in order to monitor deaths
due to diseases with longer latency periods, such as cancer. But at this
time, the observed similarities between Gulf and non-Gulf veterans in terms of
mortality and hospitalizations stand in contrast to findings regarding a group
of poorly understood health problems not generally associated with
hospitalization or death.
The most prominent and consistent findings to emerge from population-based
studies of Gulf War-era veterans are that Gulf veterans experience a wide range
of symptoms at significantly higher rates than non-Gulf veterans, and that Gulf
veterans in different studies report similar constellations of symptoms.
Representative symptoms reported by Gulf and non-Gulf veterans in a survey of
over 20,000 U.S. Gulf War-era veterans are shown in Table 1.
Table 1. Proportion of U.S. Gulf War-era Veterans Reporting Symptoms in a
National Survey9
Gulf
War veterans Non-Gulf veterans
Headache 54% 37%
Joint pain 45% 27%
Fatigue 38% 15%
Difficulty concentrating 35% 13%
Diarrhea 31% 15%
Skin rash 29% 13%
Shortness of breath 24% 11%
Dizziness 22% 10%
Note that these symptoms, individually, are not unique to Gulf War veterans, in
that they are also experienced by veterans in the non-Gulf veteran comparison
group. This is not surprising, since it has long been known that some
level of symptomatology is found in any population group.17,18 But
Gulf War veterans report these symptoms in patterns that are distinct from other
veterans and from the general population,19,20 that is, they experience
multiple different types of symptoms simultaneously, over a long period of
time. For example, while anyone might have occasional headaches or
digestive problems or joint pain, it is not uncommon for Gulf veterans to
experience severe headaches and joint pain and chronic diarrhea all at the same
time, perhaps in connection with dizziness, memory problems, fatigue, and skin
rashes, and for these problems to have persisted over many years. So,
while individual symptoms may not be uniquely associated with Gulf War service,
the pattern of symptoms in Gulf War veterans is distinct, in terms of symptom
frequency, severity, duration, and the occurrence of multiple symptom types together.5,9,10
In addition to undiagnosed symptoms, population-based
studies have found that Gulf veterans report significantly higher rates of some
types of diagnosed medical conditions than non-Gulf veterans. The
Department of Veterans Affairs recently announced that Gulf veterans have been
approximately twice as likely as non-Gulf veterans to develop a serious
neurodegenerative disease, amyotrophic lateral sclerosis, in the years since
the war.21 In addition, studies have found that Gulf veterans report significantly
higher rates of diagnosed respiratory conditions, migraines, skin conditions,
gastrointestinal conditions, and some psychological conditions, than non-Gulf
veterans.9,10 However, Gulf veterans have not reported increases in most
age-related chronic conditions such as cancer, heart disease, and diabetes.9,10
The Relationship of Veterans’ Illnesses to Gulf War Service
In light of the large body of evidence demonstrating excess
morbidity in Gulf War veterans, there is now general consensus among
researchers and government officials that a substantial number of Gulf War
veterans are ill. However, reports from government review panels and
researchers have suggested that these conditions may not result from
experiences or exposures specific to the Gulf War.22-24 Is there evidence
that veterans’ unexplained health problems are linked to their wartime service?
Many epidemiologic studies have identified significant
associations between illness and a variety of exposures which veterans report experiencing
during the Gulf War, including smoke from oil well fires, receipt of multiple
vaccinations, heavy use of pesticides, hearing chemical alarms, ingestion of
pyridostigmine bromide, and pesticide use.3,6,25-30 These findings have
been considered to be inconclusive, however, due to limitations in veterans’
knowledge and recollection of what they might have been exposed to, and at what
levels.
Additional evidence linking veterans’ illnesses to their service in the Gulf
War is provided in a study of Kansas veterans which found illness rates to be
significantly associated with the locations in which veterans served during the
war.10 Gulf War illness rates were lowest (21%) in Gulf veterans who
served primarily on board ship during the war, higher in veterans who served on
land but remained in support areas (31%), and highest (42%) in veterans who
entered Iraq or Kuwait, countries in which the ground war and all coalition air
strikes took place. Illness rates also varied with the time periods veterans
were present in theater, with lowest rates (9%) among veterans who departed the
region before the start of the air war in January, 1991, and a substantially
higher rate (25%) among veterans present during Desert Storm who left the
region in March of 1991, within a month of the cease-fire. But the
highest rate of illness (43%) was found in veterans who didn’t leave until 4-5
months after the cease-fire, regardless of the total length of time they spent
in theater.
The nonrandom distribution of illness in Kansas veterans
(identified prior to any media reports linking illness to time and place), and
the unexpectedly high illness rates in veterans who were present in theater
months after the cease-fire provide strong evidence that veterans’ illnesses are
associated with events and exposures specific to the Gulf War, evidence that is
independent of veterans’ recollections concerning specific exposures.
Is Stress the Cause of Gulf War Illnesses?
Early reports suggested that the unexplained illnesses
reported by Gulf War veterans were due to wartime stress.22,31 As
additional research has become available, however, it has become evident that
the unexplained health problems reported by Gulf veterans cannot be adequately
explained by deployment stress, wartime trauma, or psychiatric diagnoses such
as post-traumatic stress disorder (PTSD).23 This is not surprising, given
the general circumstances of the Gulf War. The war was short, requiring
only four days of ground combat to achieve a decisive victory. Casualties
were very low, and the vast majority of veterans were never in combat
areas9,10 and did not witness any deaths.9,25
Of course, some individuals did experience traumatic events
during the Gulf War, and may now experience psychological problems as a
result. Data from multiple sources, however, indicate that only a small
fraction of veterans with health concerns since Desert Storm suffer from
PTSD. The Department of Veterans Affairs has reported that PTSD accounts
for less than 5% of the diagnoses made in veterans examined in their Gulf War
registry.32 Similarly, a RAND report commissioned by the Department of
Defense to review the scientific evidence concerning stress and Gulf War
illnesses33 concluded that overall rates of PTSD are low in Gulf War veterans,
and found little evidence linking stress to symptoms or physical disease
(p.65).
Recent studies, using more sophisticated evaluation and
analytic approaches, verify that Gulf veterans experience higher illness rates
than non-Gulf veterans, even after controlling for the effects of wartime
stressors and current psychiatric diagnoses.27,34-36 A related
observation comes from a large British study which found high rates of symptoms
and symptom complexes in Gulf War veterans, but not in veterans who served in
the Bosnian conflict, an indication that these conditions were the result of
experiences specific to the Persian Gulf theater, and not a more generalized
psychological reaction to the stress of deployment to war.6
How Many Veterans Are Affected by Gulf War-Related Health Problems?
The question of the number of veterans with unexplained
health problems is of key importance to veterans, government officials, and
healthcare providers. Although government and media reports often say
that about 100,000 U.S. Gulf veterans (14%) are affected by Gulf War-related
health problems, this number is not based on any research study. Research
estimates of the proportion of veterans who are ill vary widely from study to
study, depending on how the “Gulf War multisymptom illness” complex is defined
(Table 2).
But a surprisingly consistent estimate of the excess rate of
illness in Gulf veterans has emerged from several studies, using different
definitions of “multisymptom illness,” as shown in the right column of Table
2. This is important, since the prevalence in non-Gulf veterans provides
an estimate of the rate of illness expected in the absence of service in the
Gulf War, and the “excess” rate in Gulf veterans provides an indicator of
illness resulting from Gulf War service.
Table 2. Prevalence Estimates of Multisymptom Illness in Gulf and
non-Gulf Veterans
Group Studied Case
Definition Used Prevalence in GulfVeterans
Prevalence in Non-Gulf Veterans Excess in Gulf vs.
Non-Gulf Veterans
PA Nat’l Guard5 CDC
Multisymptom 45% 15%
30%
U.K. veterans6 CDC
(modified) 62% 36%
26%
Kansas veterans10 KS
Gulf War Illness 34% 8%
26%
Kansas veterans10 CDC
Multisymtom 47% 20% 27%
Regardless of whether the symptom pattern is defined broadly
(as in the study of U.K. veterans), or conservatively (as in the study of
Kansas veterans), the level of illness experienced by Gulf veterans in excess
of the level in non-Gulf veterans is consistently between 26-30%, suggesting
that 26-30% of Gulf veterans are affected by a complex of multiple symptoms in
connection with their Gulf War service.
Summary of Epidemiologic Findings: What Do We Know?
Although many questions remain about the nature and causes of health problems
affecting Gulf War veterans, a number of key conclusions can be drawn from
existing epidemiologic research.
· Gulf War veterans
are ill. They experience significantly more symptoms, illnesses, and
diagnosed conditions than veterans who did not serve
in the
Gulf War.
· Gulf War
veterans’ illnesses are associated with their experiences during the war.
· Elevated
illness rates observed in Gulf veterans are not explained by wartime stress or
psychiatric diagnoses.
· Between 25
and 30 percent of Gulf War veterans are affected by multisymptom illnesses
associated with their wartime service.
· The unexplained
health problems affecting Gulf War veterans have generally not been associated
with increases in disease-related mortality
or
hospitalization rates.
References
1. Stretch RH, Bliese PD, Marlowe DH, et al. Physical
health symptomatology of Gulf War-era service personnel from the states of
Pennsylvania and Hawaii. Mil Med 1995;160:131-6.
2. Pierce PF. Physical and emotional health of Gulf War
veteran women. Aviat Space Environ Med 1997;68:317-21.
3. Iowa Persian Gulf Study Group. Self-reported illness
and health status among Gulf War veterans–a population-based study. JAMA
1997;277:238-45.
4. Goss Gilroy, Inc. Health study of Canadian forces
personnel involved in the 1991 conflict in the Persian Gulf. Vol 1.
Prepared for Gulf War Illness Advisory Committee, Department of National
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5. Fukuda K, Nisenbaum R, Stewart G, et al. Chronic
multisymptom illness affecting Air Force veterans of the Gulf War. JAMA
1998;280:981-8.
6. Unwin C, Blatchley N, Coker W, et al. Health of UK
service men who served in the Persian Gulf War. Lancet 1999;353:169-78.
7. Ishoy T, Guldager B, Appleyard M, et al. [Health status
after serving in the Gulf War area. The Danish Gulf War study].
Ugeskr Laeger 1999;161:5423-8.
8. Gray GC, Kaiser KS, Hawksworth AW, et al. Increased
postwar symptoms and psychological morbidity among U.S. Navy Gulf War veterans.
Am J Trop Med Hyg 1999;60:758-66.
9. Kang HK, Mahan CM, Lee KY. Illnesses among United
States veterans of the Gulf War: a population-based survey of 30,000
veterans. J Occup Env Med 2000;42:491-501.
10. Steele L. Prevalence and patterns of Gulf War illness in
Kansas veterans: association of symptoms with characteristics of person, place,
and time of military service. Am J Epidemiol 2000;152:991-1001.
11. Cherry N, Creed F Silman A, et al. Health and
exposures of United Kingdom Gulf War veterans. Part 1: the pattern and
extent of ill health. Occup Environ Med 2001;58:291-8.
12. Kang HK, Bullman TA. Mortality among U.S. veterans
of the Gulf War: seven-year follow-up. Am J Epidemiol 2001; 154:399-405.
13. Macfarlane GJ, Thomas E, Cherry N. Mortality among
UK Gulf War veterans. Lancet 2000; 356:17-21.
14. Gray GC, Coate BD, Anderson CM, et al. The postwar
hospitalization experience of U.S. veterans of the Persian Gulf War. N
Engl J Med 1996;335:1505-13.
15. Gray GC, Smith TC, Kang HK, et al. Are Gulf War
veterans suffering war-related illnesses? Federal and civilian
hospitalizations examined, June 1991 to December 1994. Am J Epidemiol
2000;151:63-71.
16. Smith TC, Gray GC, Knoke JD. Is systemic lupus
erthematosus, amyotrophhic lateral sclerosis, or fibromyalgia associated with
Persian Gulf War service? An examination of Department of Defense
hospitalization data. Am J Epidemiol 2000; 151:1053-9.
17. Kroenke K, Price RK. Symptoms in the community:
prevalence, classification, and psychiatric comorbidity. Arch Intern Med
1993; 153:2474-80.
18. Verbrugge LN, Ascione FJ. Exploring the
iceberg: common symptoms and how people care for them. Med Care
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19. Steele L. Defining Gulf War illness as the pattern
of symptoms that distinguishes Gulf War veterans from a referent population.
(Abstract). In: The Research Working Group: Military and Veterans Health
Coordinating Board. Proceedings of the Conference on Illnesses among Gulf
War Veterans: A Decade of Scientific Research. Washington, DC, 2001:133.
20. Steele L. Chronic fatigue and Gulf War illness: Is the
case definition of CFS useful in describing the health problems associated with
service in the Persian Gulf War? Presented at the Fifth International
Conference of the American Association for Chronic Fatigue Syndrome,
January 26-29, 2001, Seattle, WA.
21. U.S. Department of Veterans Affairs. “Desert
Shield, Desert Storm vets have higher rate of ALS.” Press Release,
December 10, 2001. http://www.va.gov.opa/pressrel/docs/dsals.doc
22. Presidential Advisory Committee on Gulf War Veterans’
Illnesses: final report. Washington, DC: US Government Printing Office,
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syndrome, but troops suffer after most wars. (Editorial). BMJ 1999;
318:274-5.
24. Hyams KC, Signall FS, Roswell R. War syndromes and their
evaluation: from the U.S. Civil War to the Persian Gulf War. Ann Intern
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25. Nisenbaum R, Barrett DH, Reyes M, et al. Deployment
stressors and a chronic multisymptom illness among Gulf War veterans. J
Nerv Ment Dis 2000;188:259-266.
26. Cherry N, Creed F, Silman A et al. Health and
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health to exposure. Occup Environ Med 2001;58:299-306.
27. Haley RW, Kurt TL. Self-reported exposure to neurotoxic
chemical combinations in the Gulf War: a cross-sectional epidemiologic
study. JAMA 1997;277:231-7.
28. Proctor SP, Heeren T, White RF, et al. Health
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29. Schumm WR, Reppert EJ, Jurich AP, et al.
Self-reported changes in subjective health and anthrax vaccination as reported
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30. Schumm WR, Reppert EJ, Jurich AP, et al.
Pyridostigmine bromide and the long-term subjective health status of a sample
of over 700 male reserve component Gulf War era veterans. Psych Reports
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consequences. JAMA 1997;277:259-61.
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Data. Unpublished report. Department of Veterans Affairs, March
1996.
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Scientific Literature as it Pertains to Gulf War Illnesses. Vol 4:
Stress. Washington DC, RAND, 1999.
34. Wolfe J, Proctor SP, Erickson DJ, et al.
Relationship of psychiatric status to Gulf War veterans’ health problems.
Psychosom Med 1999;61:532-40.
35. Lange G, Tiersky L, DeLuca J, et al. Psychiatric
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APPENDIX B: SUMMARY OF NEUROLOGICAL FINDINGS
Prepared by Robert Haley, MD
Summary of Presentation to the Research Advisory Committee on Gulf War
Veterans’ Illnesses
U.S. Department of Veterans Affairs. April 11, 2002
I. Early Findings Suggesting a Possible Neurologic Syndrome
Evidence of a Gulf War Syndrome
In 1997 Haley, Kurt and Hom reported three primary
syndrome-like symptom complexes identified by exploratory factor analysis of
typical symptoms of Gulf War syndrome in a battalion of U.S. Naval Reserve
construction troops.1 Haley syndrome 1 comprised distractibility,
forgetfulness, depression, and daytime somnolence, etc. (“impaired cognition”);
syndrome 2, more profound reduced intellectual processing, confusion, frequent
disorientation and episodes of vertigo (“confusion-ataxia”); and syndrome 3,
chronic somatic pain and paresthesias of the extremities (“central
pain”). These syndromic constructs were replicated by confirmatory factor
analysis in which a model of simultaneous structural equations from the first
study was demonstrated to fit well the symptom data of an independent sample of
335 regular U.S. Army veterans of the Gulf War.2
In a survey of over 20,000 from random samples of the
deployed and nondeployed Gulf War-era veteran populations, Kang et al. of the
VA Central Office performed an exploratory factor analysis and identified three
syndrome factors closely resembling the three Haley syndrome factors and
concluded that syndrome factor 2, found only in the deployed population,
represented a “unique Gulf War syndrome.” This study was presented as a
poster and published as an abstract at the 1999 Conference on Federally
Sponsored Research on Gulf War Illness3 but has not been published in a
peer-reviewed journal.
Recently, Cherry et al. reported the results of a survey in a random sample of
deployed and nondeployed British Gulf War-era veterans in which exploratory
factor analysis obtained syndrome factors named “psychological,” “neurological”
and “peripheral,” among others, which appeared similar to the three Haley
syndromes.4
Other research groups attempted to apply exploratory factor analysis to
previously collected survey data with mixed results. Fukuda et al. of CDC
identified two factors resembling Haley factors 1 and 3 but had not measured
the symptoms to identify factor 2.5,6 The surveys of Knoke et al.7,8 and
Doebbeling et al.9,10 measured symptoms of common psychiatric diseases rather
than those of Gulf War syndrome and consequently derived factors reflecting
these extraneous conditions. Ismail et al., studying British Gulf War
veterans, measured symptom sets too different to evaluate the Haley syndrome
factors.11,12 The conflicting findings from the studies that measured
mostly common psychiatric and atypical symptoms have prevented a consensus on
whether a neurologically based syndrome exists.
Studies of functional status and neuropsychological measures have also
suggested neurologic involvement but have not been compelling.
Functional Status Measures
In their 1997 report Haley, Kurt and Hom reported that Gulf
War veterans meeting their case definition of syndrome 2 (“confusion-ataxia”),
but not those with the other two syndromes, were far more likely to be
unemployed than the well veterans in the battalion.1
In a large random sample survey of Gulf War veterans from Iowa, the Gulf War
veteran population as a whole scored 3-7 points lower (on a 100-point scale) on
all measures of the MOS SF-36 test of functional status than the non-deployed
veteran population.13 Although these differences were statistically
significant, they greatly underestimated the extent of impairment by combining
the relatively small percentage of deployed veterans who are ill with the much
larger number of deployed veterans who remained well.10
Recently, Haley, Maddrey and Gershenfeld addressed this problem by
administering the MOS SF-36 to groups of ill Gulf War veterans fitting the
Haley syndromes versus controls and found substantial functional impairment
(40-60 points lower than well veterans) comparable to common disabling diseases
including congestive heart failure, recent myocardial infarction, diabetes, and
emphysema.14
Neuropsychological Tests
A large body of studies in the Gulf War illness literature
have involved psychological and neuropsychological tests.for
example,15-19,19,20 The preponderance of findings indicate subtle
deficits on a variety of measures in ill veterans compared with either deployed
or nondeployed controls. Subtle neurocognitive deficits tend to be
correlated with psychological measures of depression and somatic complaints, a
pattern found commonly in both major depressive disorders and in neurologic
disorders, and the various research groups disagree on the implications of this
broad array of subtle abnormalities. Consequently, the contribution of
neuropsychological testing to understanding the problem has been limited.
II. Objective Markers of Neurological Disease
A growing body of research, particularly within the past two years, provides
objective evidence of neurological disease in Gulf War veterans.
Neurophysiological Tests
Cold Sensory Threshold. As early as 1996 Jamal et al.
reported the results of neurophysiologic tests, including quantitative sensory
tests, sensory and motor nerve conduction studies, visual, somatosensory and
brainstem auditory evoked potentials, and electromyography in a pilot study
including 14 Gulf War veterans with fatigue, weakness, paresthesias, numbness,
temperature disturbances, and somatic pain, and 13 well civilian
controls.21 They found a substantial increase in the cold sensory
threshold (cases 0.55 C°, controls 0.25 C°, p < 0.0002) but no difference in
warm or vibratory thresholds and only marginally significant differences on 2
of 12 nerve conduction parameters.
Haley et al. recently replicated Jamal’s finding of an increased cold threshold
and the absence of abnormalities on the other neuromuscular tests in their
series of cases and controls (unpublished data).
Audiovestibular Tests. In their 1997 report Haley et
al. presented the results of audiovestibular tests that would be sensitive to
subtle damage to brainstem reflex pathways.22,23 Compared with the 23
age-sex-education-matched controls, the veterans with Haley syndromes 2 were
significantly more likely to have pathologic nystagmus and abnormal ocular
motility, and increased interocular asymmetry of saccadic velocity (eye
reflexes), and to have significantly reduced saccadic velocity after caloric
vestibular stimulation, increased intraocular asymmetry of gain on sinusoidal
harmonic acceleration, and interside asymmetry of wave I-III latency on
auditory brainstem evoked response. Syndromes 1 and 3 generally scored
between the more nearly abnormal syndrome 2 patients and the controls.
The investigators concluded that the findings were most compatible with a
subtle abnormality of central vestibular function involving the
vestibulo-ocular reflex mediated by neural pathways in the brainstem or basal
ganglia.23
Autonomic Nervous System Function. Haley et al.
recently completed a thorough evaluation of autonomic nervous system function,
including 24-hour measurements of heart rate variability, blood pressure and
body temperature, direct recording of sympathetic nerve activity in a
peripheral nerve at rest and under orthostatic stress, tests of sudomotor
function, sleep studies, etc., in 22 ill Gulf War veterans and 18
age-sex-education-matched control veterans from the same battalion. The
report, presented at the 2000 Conference on Federally Sponsored Research on Gulf
War Illness24 and presently undergoing journal peer review, documents
substantial blunting of the normal increase in high frequency heart rate
variability during sleep, the most sensitive sign of early autonomic nervous
system dysfunction. If accepted by journal peer review and more widely
verified, this finding could explain common Gulf War symptoms such as the
perception of poor sleep, morning fatigue, chronic pathogen-free diarrhea and
the reported increase in cholecystitis and cholecystectomies in young male Gulf
War veterans compared with other veterans.25
Neuroimaging Studies
Initial MR Spectroscopy Studies. In their initial 1997
nested case-control study, Haley et al. performed standard brain magnetic
resonance imaging (MRI) and found no structural differences.22 Noting the
similarity of the symptoms of GW syndrome and the early presenting symptoms of
primary diseases of basal ganglia, Huntington’s, Wilson’s and Fahr’s
diseases,26 in a subsequent study they performed long echo time (TE=272) proton
(1H) magnetic resonance spectroscopy (MRS) of 4x2x2-cm single voxels in right
and left basal ganglia (deep brain structures) and a 2x2x2-cm single voxel in
the pons (brainstem).27 The ratio of N-acetyl-aspartate to creatine
(NAA/Cr), a non-specific measure of functional neuronal mass (brain cell
health), was significantly lower in all three brain regions in the 22 ill Gulf
War veterans than in the 18 age-sex-education-matched control veterans (p =
0.007). The NAA/Cr ratio was reduced in all three brain regions in the
veterans with Haley syndrome 2 (for example, in the right basal ganglia, cases
3.60±0.11, controls 4.08 ± 0.13, a 12% difference, p = 0.003). The NAA/Cr
ratio was marginally reduced only in both basal ganglia but not in the pons in
syndrome 1, and only in the pons but not in the basal ganglia in syndrome
3. The NAA/Cr ratio was also lower in all three brain regions of 6
additional ill veterans with Haley syndrome 2, recruited from a new survey U.S.
Army veterans in North Texas as a replication sample. The investigators
concluded that Gulf War veterans with different clinical syndromes have
biochemical evidence of neuronal damage in different distributions in the basal
ganglia and brainstem
Independent Replication. Following the initial report
of the Haley et al. MRS finding at the 1999 Radiological Society of North
America, Weiner and colleagues at the San Francisco VA Medical Center and UCSF
Medical School undertook a study to test the finding in an independent group of
veterans. In 11 ill Gulf War veterans fitting the definition of Haley
syndrome 2 and 11 non-veteran controls, all without history of alcohol abuse,
major depression or PTSD, the investigators performed a similar protocol of
long echo time, proton MRS on the right basal ganglia, with additional
methodologic refinements (e.g., MRI segmentation). The results showed a
similar reduction in the NAA/Cr ratio (cases 3.62 ± 0.41, controls 4.06 ± 0.72,
p = 0.05), not confounded by partial-volume effects.28
Neurohormonal Studies
Simultaneous with the neuroimaging study, the Haley group
hospitalized the 23 ill Gulf War veterans and 20 controls in the General
Clinical Research Center (GCRC) of UT Southwestern Medical Center for 6 days in
a low-stress environment with a standardized high-salt, low tyrosine
diet. At the end of the period, a venous blood sample was drawn at
exactly 7:30 AM after a 14-hour overnight fast, and assays were run for
homovanillic acid (HVA) and 3-methoxy-4-hydroxyphenlyglycol (MHPG). In the
syndrome 2 veterans versus the controls the HVA/MHPG ratio, an index of central
nervous system dopamine production rate, was found to have a strong inverse
association with the NAA/Cr ratio of the left basal ganglia (R2 = 0.56, p <
0.0001) but not with that of the right basal ganglia or the pons, following the
laterality of dopamine effects in striatal ablation studies in rodents.29
Specifically, veterans with more brain cell damage in the left basal ganglia
(lower NAA/Cr ratio) had higher brain dopamine production, a finding compatible
with upregulation of dopamine receptors after damage to dopaminergic pathways
in the basal ganglia. The investigators concluded that the finding
supports the theory that Gulf War syndrome is a neurologic illness, in part
related to injury to dopaminergic neurons in the basal ganglia.
Genetic Predisposition
Initial Genetic Studies. In their initial 1997
epidemiologic report, Haley and Kurt reported that all three Haley syndromes
were strongly associated with risk factors for exposure to
cholinesterase-inhibiting organophosphate or carbamate chemicals: namely,
syndrome 1 was associated with organophosphate pesticides in flea collars
(relative risk, RR, 8.2, p = 0.001.) ; syndrome 2, with apparent low-level
nerve agent exposure (RR 7.8, p < 0.0001) and with advanced side effects of
pyridostigmine bromide anti-nerve agent prophylactic medication (RR 32, p <
0.0001); and syndrome 3, with high-concentration DEET insect repellant, p <
0.0001) and with advanced side effects of pyridostigmine (RR 3.9, p <
0.0001).30 The unpublished survey by Kang et al. found virtually the same
association of syndrome 2 with low-level nerve agent exposure (RR 6.9, p <
0.0001).3 Cherry et al. found days handling pesticides to be strongly
associated with their “neurological” factor and with symptoms consistent with
toxic neuropathy.31
From these epidemiologic findings, Haley, Billecke and La Du
reasoned that, if Gulf War syndromes had been caused by exposure to
cholinesterase-inhibiting organophosphate and carbamate chemicals (e.g.,
chemical nerve agent, pesticides, and pyridostigmine), individuals born with
lower blood levels of enzymes that inactivate these chemicals would have been
more susceptible and thus would have been more likely to be injured by their
exposures.32 As part of the nested case-control study in the UT
Southwestern GCRC, they obtained a venous blood sample for assay of plasma
activity of butyrylcholinesterase (BChE) and the allozymes of
paraoxonase/arylesterase, the two enzymes that inactivate organophosphates, and
for genotypic determination for BChE variants and polymorphisms of the PON1
gene for paraoxonase/arylesterase (type Q vs type R). Compared with the
20 age-sex-education-matched control veterans, the 26 Gulf War veterans with
Haley syndromes had much lower plasma levels of the type Q
paraoxonase/arylesterase enzyme. The difference was greatest for Haley
syndrome 2 and intermediate for syndromes 1 and 3, again reflecting the
relative degrees of severity of the three syndromes. The cases and
controls did not differ on the type R paraoxonase/arylesterase allozyme, total
paraoxonase or BChE levels. Veterans in the lowest quartile of type Q
activity were 9 times more likely to have syndrome 2 than those with higher
levels (p = 0.009). Genotype (having the R allele) was also predictive
(odds ratio 3.3, p = 0.05). The allozyme-specificity of the finding was
important because the type Q allozyme has high hydrolytic activity against the
organophosphate nerve agents sarin and soman but low activity against common
pesticides such as parathion and malathion; whereas, the type R allozyme has
the converse. Blood levels of paraoxonase/arylesterase allozymes remain
unchanged throughout life; whereas, BChE levels may be reduced by organophosphate
or carbamate chemical exposures. The investigators concluded that the
findings further support the proposal that neurologic symptoms in some Gulf War
veterans were caused by environmental chemical exposures.
Replication Studies. The plasma samples from the
Haley, Billecke, La Du study were transferred to the laboratory of C. A.
Broomfield in the Biochemical Pharmacology Branch, U.S. Army Medical Research
Institute of Chemical Defense, Aberdeen Proving Ground, Maryland, where they
were tested for enzymatic activity against sarin and soman chemical nerve
agents. The purposes of the experiment were to determine if the type Q
paraoxonase/arylesterase activity measured in the prior study actually
reflected hydrolytic activity against the presumed cause of the Haley syndromes
and to attempt to replicate the test results in an independent
laboratory. The results demonstrated that the hydrolytic activity against
sarin and soman was significantly lower in the Haley syndrome patients than in the
controls just as in the prior study.32
Mackness et al. recently published a report from a privately funded study
demonstrating that the total paraoxonase blood level of 152 ill Gulf War
veterans was less than 50% that of 152 civilian controls (100.3 vs 215, p <
0.0001) but that the genotype did not differ significantly between the
groups.33
Related Studies. Cherry, Mackness et al. recently reported reduced
paraoxonase and R allele predominance in British sheep dippers with
fatigue-cognitive-pain syndromes similar to Gulf War syndrome and chronic
fatigue syndrome.34 Japanese researchers have cited the racial
predominance of the PON R allele and low type Q allozyme levels in Asians as a
possible explanation for the high attack rate of the low level sarin exposures
in the 1995 Aum Shinrichyo terrorist attacks in the Tokyo and Matsumoto
subways.35 The R allele predominance in the PON1 genotype has also been
found to be associated (odds ratio, 1.6) with the development of Parkinson’s
disease.36
III. Relationship Between Gulf War Syndrome and Neurodegenerative Diseases
The studies described above have raised questions of whether
Gulf War veterans may be at higher risk of prematurely developing
neurodegenerative diseases as a result of environmental exposures in the Gulf
War.
Amyotrophic Lateral Sclerosis
VA researchers headed by Dr. Ronald Horner at Duke
University and the Veterans Administration Hospital in Durham, North Carolina
have completed an epidemiologic study of ALS demonstrating that Gulf War
veterans were approximately twice as likely to contract ALS as Gulf War-era
veterans who did not serve in the Gulf War. Although the report of these
findings remains in journal peer review at present, the epidemiologic
connection appears likely, and the Secretary of Veterans Affairs has approved
service-connected benefits for Gulf War veterans with ALS. Exposure to
organophosphates, a class of chemicals including pesticides and nerve gas to
which soldiers were exposed in the Gulf War, is one of the risk factors for ALS
that has been identified in previous epidemiologic studies.37,38
Parkinson’s Disease
At present there is no definite evidence that Parkinson’s
disease is occurring at increased rates or at unusually early ages in Gulf War
veterans; however, emerging threads of evidence suggest that such could
occur. Several researchers have observed anecdotal cases of tremors or
movement impairment, usually in the hands, in atypically young Gulf War
veterans, who say that the problems began during or just after the war
(unpublished data). As noted above, symptoms of Gulf War syndrome
resemble those of the early presenting symptoms of primary degenerative
diseases of basal ganglia, a brain region that is also affected in Parkinson’s
disease.26,27 The genetic profile (low blood PON1 paraoxonase enzyme
concentration and R allele predominance) found to be a risk factor for Gulf War
syndrome32 has also been found to predispose to Parkinson’s disease.36 Brain
dopamine production, which is an important abnormality leading to Parkinson’s
disease, has also been found to be abnormal in Gulf War syndrome.29
Implications for Preventing Neurodegenerative Diseases
The possibility of links between Gulf War syndrome and the
later development of neurodegerative diseases like ALS and Parkinson’s disease
increases the urgency of research to clarify these issues. Confirmation
of such links would suggest a need to develop ways of screening veterans for
susceptibility or early signs so that preventive strategies could be
tried. Possible preventive strategies might include avoidance of further
organophosphate exposures and administration of neuroprotective
medications.
References
1. Haley RW, Kurt TM, Hom J. Is there a Gulf War syndrome?
Searching for syndromes by factor analysis of symptoms. JAMA 1997;
277:215-222.
2. Haley RW, Luk GD, Petty F. Use of
structural equation modeling to test the construct validity of a case
definition of Gulf War syndrome:
invariance
over developmental and validation samples, service branches and publicity.
Psychiatry Res 2001;102:175-200.
3. Kang HK, Mahan C, Simmens S, Lee K,
Murphy F, Levine P. Unique cluster of symptoms among Gulf War veterans: factor
analysis.
Conference
of Federally Sponsored Research on Gulf War Veterans' Illnesses Research,
Washington, D.C., June 23-35. 1999.
4. Cherry N, Creed F, Silman A et al.
Health and exposures of United Kingdom Gulf war veterans. Part I: The pattern
and extent of ill health.
Occup
Environ Med 2001; 58:291-298.
5. Fukuda K, Nisenbaum R, Stewart G et
al. Chronic multisymptom illness affecting Air Force veterans of the Gulf War.
JAMA 1998;
280:981-988.
6. Haley RW. Re: Chronic multisystem
illness in Gulf War veterans. JAMA 1999; 282:327-329.
7. Knoke JD, Smith TC, Gray GC et al.
Factor analysis of self-reported symptoms: does it identify Gulf War syndrome?
Am J Epidemiol 2000;
152:1-10.
8. Haley RW. Re: "Factor analysis of
self-reported symptoms: does it identify Gulf War syndrome?". Am J
Epidemiol 2000;152:1204.
9. Doebbeling BN, Clarke WR, Watson D et
al. Is there a Persian Gulf War syndrome? Evidence from a large
population-based survey of
veterans
and nondeployed controls. Am J Med 2000; 108:695-704.
10. Haley RW. Will we solve the Gulf War
syndrome puzzle by population surveys or clinical research? Am J Med
2000;109:744-745.
11. Ismail K, Everitt B, Blatchley N et
al. Is there a Gulf War syndrome? Lancet 1999; 353:179-182.
12. Haley RW. Re: Is there a Gulf War
syndrome? Lancet 1999; 354:1645-1646.
13. Iowa Persian Gulf Study Group.
Self-reported illness and health status among Gulf War veterans: a
population-based study. JAMA 1997; 277:238-245.
14. Haley RW, Maddrey AM, Cullum CM.
Unexpected neuropsychological findings in the domains of memory and attention
in Gulf War veterans. Conference
of
Federally
Sponsored Research on Gulf War Veterans' Illnesses Research, Washington, D.C.,
June 23-35, 1999.
15. Goldstein G, Beers SR, Morrow LA et
al. A preliminary neuropsychological study of Persian Gulf veterans. J Int
Neuropsychol Soc 1996; 2:368-371.
16. Hom J, Haley RW, Kurt TL.
Neuropsychological correlates of Gulf War syndrome. Arch Clin Neuropsychol
1997; 12:531-544.
17. Axelrod BN, Milner IB.
Neuropsychological findings in a sample of Operation Desert Storm veterans. J
Neuropsychiatry Clin Neurosci 1997; 9:23-28.
18. Sillanpaa MC, Agar LM, Milner IB et
al. Gulf War veterans: a neuropsychological examination. J Clin Exp
Neuropsychol 1997; 19:211-219.
19. Storzbach D, Rohlman DS, Anger WK et
al. Neurobehavioral deficits in Persian Gulf veterans: additional evidence from
a population-based study.
Environmental
Research 2001; 85:1-13.
20. White RF, Proctor SP, Heeren T et al.
Neuropsychological function in Gulf War veterans: relationships to
self-reported toxicant exposures. American
Journal
of Industrial Medicine 2001; 40:42-54.
21. Jamal GA, Hansen S, Apartopoulos F,
Peden A. The "Gulf War syndrome". Is there dysfunction in the nervous
system? J Neurol Neurosurg Psychiatr
1996;
60:449-451.
22. Haley RW, Hom J, Roland PS et al.
Evaluation of neurologic function in Gulf War veterans: a blinded case-control
study. JAMA 1997; 277:223-230.
23. Roland PS, Haley RW, Yellin W, Owens
K. Vestibular dysfunction in Gulf War syndrome. Otolaryngol Head Neck Surg
2000; 122:319-329.
24. Haley RW, Callahan TS, Charuvastra E,
Shell W. Abnormal circadian variation in autonomic nervous system activity in
ill Gulf War veterans. Conference
on Illnesses among
Gulf War Veterans: A Decade of Scientific Research. 2001:183.
25. Milner BI, Kozol R, Khuri S, Hur Q,
Fligiel WEG. Gallbladder disease in Gulf War veterans. Conference of Federally
Sponsored Gulf War Veterans'
Illnesses
Research, Washington, D.C., June 17-19, 1998:126.
26. Lauterbach EC, Cummings JL, Duffy J
et al. Neuropsychiatric correlates and treatment of lenticulostriatal diseases:
a review of the literature and overview of
research
opportunities in Huntington's, Wilson's, and Fahr's diseases. A report of the
ANPA Committee on Research. American Neuropsychiatric Association. J
Neuropsychiatry
Clin Neurosci 1998; 10:249-266.
27. Haley RW, Marshall WW, McDonald GG et
al. Brain abnormalities in Gulf War syndrome: evaluation by 1H magnetic
resonance spectroscopy. Radiol 2000;
215:807-817.
28. Meyerhoff DJ, Lindgren J, Hardin D,
Griffis JM, Weiner MW. Reduced N-acetylaspartate in the right basal ganglia of
ill Gulf War veterans by magnetic resonance
spectroscopy.
Proceedings of the International Society of Magnetic Resonance Medicine
2001;9:994.
29. Haley RW, Fleckenstein JL, Marshall
WW et al. Effect of basal ganglia injury on central dopamine activity in Gulf
War syndrome: correlation of proton magnetic
resonance
spectroscopy and plasma homovanillic acid. Arch Neurol 2000; 57:1280-1285.
30. Haley RW, Kurt TL. Self-reported
exposure to neurotoxic chemical combinations in the Gulf War: a cross-sectional
epidemiologic study. JAMA 1997; 277:231-237.
31. Cherry N, Creed F, Silman A et al.
Health and exposures of United Kingdom Gulf war veterans. Part II: The relation
of health to exposure. Occup Environ Med
2001;
58:299-306.
32. La Du BN, Billecke S, Hsu C et al.
Serum paraoxonase (PON1) isozymes: the quantitative analysis of isozymes
affecting individual sensitivity to environmental
chemicals.
Drug Metabol Dispos 2001;29:566-569.
33. Mackness B, Durrington PN, Mackness
MI. Low paraoxonase in Persian Gulf War veterans self-reporting Gulf War
syndrome. Biochem Biophys Res Commun 2000;
276:729-732.
34. Cherry N, Mackness M, Durrington P et
al. Paraoxonase (PON1) polymorphisms in farmers attributing ill health to sheep
dip. Lancet 2002; 359:763-764.
35. Yamasaki Y, Sakamoto K, Watada H et
al. The Arg192 isoform of paraoxonase with low sarin-hydrolyzing activity is
dominant in the Japanese. Human Genetics
1997;
101:67-68.
36. Konda I, Yamamoto M. Genetic
polymorphism of paraoxonase 1 (PON1) and susceptibility to Parkinson's disease.
Brain Res 1998; 806:271-273.
37. Strickland D, Smith SA, Dolliff G et
al. Amyotrophic lateral sclerosis and occupational history. A pilot
case-control study. Arch Neurol 1996; 53:730-733.
38. McGuire V, Longstreth WTJ, Nelson LM
et al. Occupational exposures and amyotrophic lateral sclerosis: a
population-based case-control study. Am J Epidemiol
1997;
145:1076-1088.
APPENDIX C: EVIDENCE LINKING ACETYLCHOLINESTERASE INHIBITORS, AND
ACETYLCHOLINE DYSFUNCTION, TO ILLNESS IN GULF WAR VETERANS
Beatrice
A. Golomb, MD, PhD
Acetylcholinesterase inhibitors appear to be causally linked to illness in
ill Gulf War veterans.
Acetylcholine dysregulation is a mechanism that may explain the disease process
in one major form of Gulf War illness, whatever the cause of the
dysregulation. The following summary of work submitted for publication by
Golomb demonstrates that acetylcholine dysregulation and associated pathology
can be caused by exposure to acetylcholinesterase inhibitors present in the
Gulf War experience. Work of Dr. Hermona Soreq and colleagues has
suggested that both acetylcholinesterase inhibitors and certain stressful
exposures are related to acetylcholine dysregulation and associated pathology1,
2.
Acetylcholinesterase inhibitors are agents that block normal regulation of the
nerve signaling chemical "acetylcholine", that is involved in
regulation of muscle function, memory, sleep, pain, gastrointestinal function,
skin function, and emotion. Acetylcholinesterase inhibitors include
pyridostigmine bromide, a nerve agent pretreatment pill given to an estimated
250,000 Gulf War troops; organophosphate and carbamate pesticides, used to
minimize insect-born illness; and organophosphate nerve agents, to which an
estimated >100,000 troops were exposed following incidents such as the Khamisiyah
ammunitions depot demolition.
Hill's criteria for causality are a set of criteria that are widely used to
adjudicate the likelihood that an exposure is causally linked to an outcome.
These criteria are applied in settings in which randomized trial data cannot be
obtained. (In general, when it is thought that an exposure leads to harm,
randomized trials cannot ethically be performed to evaluate that hypothesis.)
Hill's criteria consists of 7 desiderata: the association (between the exposure
and the outcome) should be strong; it should be consistent; the cause should
precede the effect; there should be a biological gradient, or dose-response
effect; the effect should be biologically plausible; there should be
concordance with preexisting literature; and the effect should be, perhaps,
specific (though the criterion of specificity is routinely violated, since many
exposures cause more than one outcome).
Strong relations of acetylcholinesterase inhibitors to illness have been
observed.
These relationships are consistent in that each class of cholinesterase
inhibitor to which Gulf War veterans have been exposed appears to separately be
linked to increased reporting of health symptoms.
The connection is temporally appropriate, in that exposure occurred prior to
increased illness reporting.
A connection is biologically plausible, since
- Many distinct elements of acetylcholine regulation have been shown to be
disrupted following exposure to acetylcholinesterase inhibitors, and some of
these changes in regulation are long-lasting or permanent
- This might be expected to lead to dysfunction in the domains that
acetylcholine is involved in regulating, namely cognition, muscle function,
sleep, pain, skin function, and gastrointestinal function
- These are domains that figure prominently in complaints of ill Gulf War
veterans.
The link is specific, in the sense that people given acetylcholinesterase
inhibitors for treatment of medical conditions report side effects in domains
that accord with domains of symptoms in ill Gulf War veterans, while persons
with the same condition who are treated with unrelated agents report different
classes of symptoms. Additionally, basic science research shows prominent
regional localization of acetylcholinesterase inhibitor activity (and of
certain types of acetylcholine receptors) to a brain region called the basal
ganglia; while studies in ill Gulf War veterans suggest that regional
alterations in brain activity may localize most prominently to the basal
ganglia.
There is concordance with existing literature, in that similar findings of
increased symptoms across many health domains have been reported in studies of
persons exposed to acetylcholinesterase inhibitors through industrial and
accidental exposures.
A particularly compelling line of inquiry, from the standpoint of causality, is
evidence that ill veterans differ statistically from healthy veterans in both
the prevalence of poor-metabolizing genetic variants of enzymes that break down
certain acetylcholinesterase inhibitors; and in the activity level for such
metabolizing enzymes. Because genetic and physiological differences in
acetylcholinesterase inhibitor metabolizing enzymes are not subject to
manipulation by subjects, concerns regarding self-report and recall bias are
not germane (when health status is obtained without subject knowledge of their
biochemical state); these findings are particularly difficult to explain
through other than a causal mechanism.
These factors are such that acetylcholinesterase inhibitor exposure appears to
be causally linked to illness in Gulf War veterans.
References
1. Lev-Lehman E, Evron T, Broide R, et al. Synaptogenesis and myopathy under
acetylcholinesterase overexpression. Journal of Molecular Neuroscience 2000;
14:93-105.
2. Kaufer D, Friedman A, Seidman S, Soreq H. Acute stress facilitates
long-lasting changes in cholinergic gene expression [see comments]. Nature
1998; 393:373-7.
For full references see:
1. Golomb BA 1999. A Review of the Scientific Literature as it Pertains
to Gulf War Illnesses: Vol. 2. Pyridostigmine Bromide. RAND, Santa
Monica, 1-385.
2. Cecchine G, Golomb BA, Hilborne LH, Spektor DM, Anthony RA 2000: A Review of
the Scientific Literature as it Pertains to Gulf War Illnesses, Vol 8:
Pesticides RAND, Santa Monica. 182 pages.
APPENDIX D: INSTITUTE OF MEDICINE 1999 REPORT
In 1999 the Institute of Medicine recommended the creation of a National Center
for Military Deployment Health Research, whose "oversight ... would
include representatives of the VA and DoD, while ensuring that the center would
be an independent as possible from direct control by these
agencies." The recommendation further included "the
participation of a broad set of constituencies, including veterans groups and the
general public, on the Governing Board."
The IOM report recommended locating the Center within the Military and Veterans
Health Coordination Board. Since that Board has been disbanded, an
alternate location would need to be identified.
The Executive Summary of the Institute of Medicine study follows.
The full study can be found at www.nap.edu/html/military_deployment/center.pdf.
National Center for
Military Deployment Health Research
Lyla M. Hernandez, Catharyn T. Liverman, and Merwyn R. Greenlick, Editors
Committee on a National Center on
War-Related Illnesses and Postdeployment Health Issues
Division of Health Promotion and Disease Prevention
INSTITUTE OF MEDICINE
MERWYN GREENLICK (Chair), Professor and Chair, Department of Public Health and
Preventive Medicine, Oregon Health Sciences University School of Medicine
DAN BLAZER II, J.P. Gibbons Professor of Psychiatry and Behavioral Sciences,
Duke University Medical Center
DENNIS HOGAN, Director, Population Studies and Training Center, Brown
University
ISABEL HOVERMAN, Clinical Assistant Professor of Medicine, University of Texas
Medical Branch at Galveston, and Austin Internal Medicine Associates
KERRY KILPATRICK, Professor and Chair, Department of Health Policy and
Administration, University of North Carolina at Chapel Hill, School of Public
Health
RICHARD KURZ, Dean and Professor, Department of Health Administration, St.
Louis University School of Public Health
PENNY PIERCE, Assistant Professor, University of Michigan School of Nursing,
and Faculty Associate, Survey Research Center, Institute for Social Research
GUTHRIE TURNER, Chief Medical Consultant, Division of Disability Determination
Services, State of Washington
PETER WHITEHOUSE, Professor of Neurology, Psychiatry, Organizational Behavior,
and Ethics, Alzheimer Center, Case Western Reserve University School of
Medicine
Study Staff
LYLA HERNANDEZ, Study Director
CATHARYN LIVERMAN, Study Director
KYSA CHRISTIE, Project and Research Assistant
PATRICIA SPAULDING, Project Assistant
KATHLEEN STRATTON, Acting Director, Division of Health Promotion and
Disease Prevention DONNA D. DUNCAN, Division Assistant
Executive Summary
Concerns about the health of veterans of recent military conflicts have given
rise to broader questions regarding the health consequences of service in any
major military engagement. The Veterans Program Enhancement Act of 1998
directed the Secretary of Veterans Affairs to enter into an agreement with the
National Academy of Sciences to help develop a plan for establishing a national
center (or centers) for the study of war-related illnesses and postdeployment
health issues. In response to this legislation, the Department of Veterans
Affairs (VA) asked the Institute of Medicine (IOM) to convene a committee of
experts. The charge to the committee was to (1) assist the VA in developing a
plan for establishing a national center (or centers) for the study of
war-related illnesses and postdeplovment health issues, and (2) assess
preliminary VA plans and make recommendations regarding such efforts.
The IOM convened the Committee on a National Center on War-Related Illnesses
and Postdeployment Health Issues, composed of experts on war-related illnesses,
clinical research, military medicine, epidemiology, health services research,
operations research, development of interdisciplinary research centers,
research ethics, technology transfer, and the integration of clinical and
education programs with research. Between January and September 1999, the
committee met three times. The first meeting included a workshop that was held
to obtain background information on relevant issues. During subsequent
meetings, the committee reviewed information on war-related illnesses and
relevant research activities, analyzed alternative models for national research
centers, and received testimony from veterans about their views for such a
center. Additionally, the committee examined the VA's proposal for developing a
national center program within the VA.
The committee conducted its deliberations with an understanding that the nature
of military engagement has changed. Contemporary military conflicts depend on
the availability of smaller expeditionary forces that maintain a high level of
military readiness. This greater reliance on readily deployable forces includes
increased participation by guard and reserve members. Both active- duty, guard,
and reserve forces experience profound life disruptions connected to all phases
of deployment that, despite the relatively rapid and short-term experience, may
have long-standing health consequences. Additionally, there is a component of
deployed civilian workers who are similarly impacted by military deployment.
The committee found that:
• Extensive research exists on the health of veterans of
military conflict.
• The definition of deployment-related health issues selected
for research has been too narrowly focused and has excluded some health
consequences related to deployment.
• There are gaps in the emerging data relevant to the study
of war-related illnesses and postdeployment health issues.
• Many investigations of health issues and effects of
deployment have been mounted in response to health problems after they
occurred, rather than being undertaken proactively.
• Many veterans and some congressional staff are skeptical of
the objectivity of both the Department of Defense (DoD) and the VA in the
conduct of research into deployment-related health issues.
• None of the locations of existing or proposed centers
provides an adequate model for a national center that not only must be
responsible for the conduct of a broad range of research but also must provide
for synthesis and coordination of research efforts and for proposing policy
changes based on research findings.
• Examples exist of centers that cut across agencies and groups
to carry out effective research agendas.
VA PROPOSAL
One component of the committee's charge was to review the VA's proposal to
establish Centers for the Study of War-Related Illnesses and Postdeployment
Health Issues by using the model of the Geriatric Research, Education, and
Clinical Centers (GRECCs). The GRECC program has been successful in training
health professionals, conducting cutting-edge research, and implementing
effective treatment programs. Creating centers based on this model for the
study of deployment-related health should contribute greatly to the advancement
of knowledge in this area. Therefore, the committee recommends that the
Department of Veterans Affairs proceed with its proposal to establish centers
for the study of war-related illnesses, and that these centers be similar in
structure to the Geriatric Research, Education, and Clinical Centers.
NATIONAL CENTER
The second component of the committee's charge was to make recommendations
regarding a national center. The committee concluded that a national center
could provide the needed mechanism to coordinate and synthesize the ongoing
research efforts. Such a center would be in a position to provide an
overarching research agenda that would identify' gaps in current research, to
coordinate existing and future research, to focus the infusion of new research
funding, and to recommend policies related to such research. Therefore, the
committee recommends that Congress establish a National Center for Military
Deployment Health Research that will focus on the health of active, reserve,
and guard forces, and veterans and their families.
Location of the National Center
Despite the anticipated contributions of the VA centers, location within the VA
carries with it limitations for a national center that is responsible for
coordinating and synthesizing research across federal agencies and in
university-based settings. The committee examined a number of options for the
location of the National Center and concluded that it should be independent of
governance by any single federal agency in order to foster scientific
excellence and assure scientific and public accountability. Therefore, the
committee recommends that the National Center be placed under the auspices of
and report to the Military and Veterans Health Coordinating Board (MVHCB).
Further, the committee recommends that the National Center replace the Research
Working Group of the MVHCB.
The MVHCB was established by Presidential Review Directive and is chaired by
the secretaries of the Department of Defense, the Department of Veterans
Affairs, and the Department of Health and Human Services. It is charged with
providing “oversight, coordination, and linkages to other related efforts in
the Federal Government in the areas of deployment health, health care,
research, health risk communication and education, record keeping, and
compensation." The MVHCB has a broader mission than is found in any single
federal agency and has been mandated to foster collaborative effort.
The Research Working Group (RWG) of the MVHCB has been charged with providing
recommendations and coordinating research activities on deployment health
issues affecting active-duty members of the armed forces, veterans, and
deployed civilians, as well as the families of these individuals; preventing
unnecessary duplication of research and assuring that resources are directed
toward high-priority studies; and with acting as a forum for information
exchange within the research community at large and for research coordination among
the three participating departments. Since the proposed National Center for
Military Deployment Health Research will encompass all aspects of the Research
Working Group's mission, the committee suggests that the new Center replace the
RWG, rather than duplicate its efforts.
The committee envisions three key structural components for the National
Center. These components are:
• a Governing Board, composed of members of relevant
constituencies, with responsibility for coordination and agenda-setting, as
well as for oversight of the work of the Center;
• a Research Network that integrates research efforts in DoD,
VA, HHS, universities, and other sites; and
• a core of specific functions, with appropriate staff to
implement such functions, under the overall direction of the Center's board and
the MVHCB director.
To assure the public, Congress, the scientific community, and others that all
efforts of the Center are being conducted with the highest scientific integrity
and public accountability, oversight of the Center should be by a Governing
Board composed of representatives from a broad range of relevant
constituencies.
Therefore, the committee recommends that the National Center
Governing Board be composed of:
• three representatives each from VA, DoD, and HHS;
• six independent representatives from the research
community; and
• six representatives from the community at large, including
veterans and their families and the general public.
Additionally, the committee recommends that an independent scientific entity
nominate, for both the research-community and the community-at- large
positions, twice the number of candidates as there are positions available.
The committee recommends that the functions of the Governing Board include:
• development of a coordinated research agenda;
• commissioning of new research;
• creation of policies for the conduct and dissemination of
Center re- search;
• evaluation of the output and productivity of Center
research;
• development of policy recommendations that emerge from
Center research;
• development of the Center's proposed annual budget; and
• preparation and transmittal to Congress of an annual
report.
The committee has designed the research network of the National Center with two
major components: (1) federal research programs and (2) Centerinitiated
research. This structure provides minimum disruption to the ongoing research
activities while adding a needed mechanism for research priority- setting and
coordination, for dissemination of research results, and for undertaking tasks
most appropriate for a central organization. Therefore, the commit- tee
recommends a broad-based Center-initiated research program that would solicit
proposals from federal agencies, universities, and other research sites and
that would be managed by the National Center.
Center-initiated research should be implemented through the announcement of a
set of Requests for Applications (RFAs) and Requests for Proposals (RFPs). It
is suggested that the National Center enter into an agreement with the National
Institutes of Health (NIH) to use the NIH peer-review process, to the extent
possible, to assess the scientific merit of the applications and proposals. The
final research funding decisions remain, however, the prerogative of the
Center's Governing Board.
The committee recommends that the National Center be responsible for the four
core activities:
• research coordination and priority setting;
• research-related policy analysis;
• review and analysis of longitudinal monitoring of
deployment-related health; and
• facilitating the use of national data sources for
deployment health re- search.
To foster research coordination and priority-setting, the Center should sponsor
conferences and workshops to gather input for the research agenda and to
encourage collaborative exchange. To increase scientific input in the
development of the research agenda, the Governing Board may establish advisory
groups or use other mechanisms to receive technical advice. It is anticipated
that as the Center grows, so will its need for additional mechanisms to
accomplish its activities. Rather than attempt to dictate those mechanisms,
however, the committee believes it is important to allow the Board and staff to
devise their own creative responses to their future needs.
Developing policy recommendations based on research results requires the
synthesis and analysis of relevant research. Some of the same mechanisms
described above for use in agenda-setting can be employed in policy analysis.
The committee identified the need for a mechanism to monitor the longitudinal
health of active-duty, reserve, and guard forces that goes beyond the
self-selected service members who participate in DoD and VA registries. A recently
released IOM report (IOM, 1999) describes a research portfolio and longitudinal
cohort study that could provide a model for a long-term tracking system of the
health of veterans of military conflict. It is appropriate that the research
described in that report fall within the purview of the National Center and
become a cornerstone for its longitudinal monitoring efforts.
Given the numerous and varied data relevant to research on deploymentrelated
health, the National Center should develop a process by which these data can be
identified, inventoried, and described. Such activity will foster the effective
use of these data.
Funding the National Center
The research issues involved in deployment-related health are complex and
require long-term commitment if productive results are to be achieved.
Significant funding resources will be needed for the National Center core
activities, Governing Board, and Center-initiated research. The Center should
propose a budget detailing the resources needed, and this budget should be a
line item in the budget of the MVHCB. The Center should include such budget
information in its annual report to Congress in order to provide that body with
information about the functioning and productivity of the Center. Therefore,
the committee recommends that the National Center should have a clear and
distinct budget for its core activities and its Center-initiated research.
Further, this budget should be a line item in the budget of the MVHCB.
CONCLUSION
Many have begun to ask whether there are health consequences of service in
military conflicts beyond the obvious war injuries and, if so, whether there
are ways to prevent or at least mitigate the consequences of war-related
illnesses and deployment-related health effects. Congress directed that the
Department of Veterans Affairs contract with the National Academy of Sciences
to assist in developing plans for a national center (or centers) for the study
of war-related illnesses and post-deployment health issues that could focus
research on answering these questions.
The committee has recommended the establishment of a National Center for
Military Deployment Health Research, to be governed by an independent board
composed of representatives of the scientific community, the veterans' community,
and relevant federal agencies. Such a center would provide an opportunity to
gather together the results of many individual efforts, to analyze and
synthesize what this research can reveal, and to move the nation forward in
ways that will help and protect those individuals who will participate in
future deployments.
The committee urges that the recommendations in this report be implemented as
rapidly as possible in order to gain much-needed knowledge about how best to
protect and treat the men and women who participate in military deployments.
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