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Department of Natural Resources, Ball State University
 

Indoor Air Quality Notes:

Formaldehyde - Our Homes and Health

 
No. 1, 2nd Ed., Summer, 1989
Thad Godish, Ph.D., Director
Indoor Air Quality Research Laboratory
 
 
 Introduction
   There is increasing scientific evidence to suggest that
 formaldehyde contamination of residential and nonresiden-
 tial indoor environments may be responsible for a variety of
 irritating symptoms which appear to be building related.
 Recognition that formaldehyde exposure can cause irritating
 symptoms in sensitive individuals has prompted govern-
 ments in Denmark, Sweden, the Netherlands, Italy, Finland,
 West Germany, and Canada to adopt or propose the adop-
 tion of indoor air quality standards for formaldehyde to limit
 exposures.  Concerns about acute health effects associated
 with urea-formaldehyde foam insulation, as well as a poten-
 tial cancer risk, has resulted in bans on the use of urea-
 formaldehyde foam insulation for residential applications in
 the United States (subsequently voided) and Canada.
 
 The Nature of the Health Problem
   Formaldehyde is a potent eye, upper respiratory and skin
 irritant.  Evidence from several studies also indicates that it
 causes central nervous system effects, including headaches,
 fatigue, and depression.  It also has the potential for caus-
 ing asthma and inducing asthmatic attacks as a nonspecific
 irritant.  Additionally, animal studies suggest that formalde-
 hyde is a potential human carcinogen.
 
  Recent epidemiological studies of occupationally-exposed
individuals suggest that formaldehyde causes human
cancer.  Studies of residents of mobile homes exposed to
formaldehyde above 0. 1 0 ppm for 1 0 + years indicate a
significantly increased risk of throat cancer.  This increased
risk is approximately 2 in 10,000.
 
   Although cancer concerns have received the major share
 of public and regulatory attention, investigations of consumer
 complaints and epidemiological studies indicate that the
 acute irritating symptoms which are associated with residen-
 tial formaldehyde exposures are a very significant public
 health problem.
 
Presumptive Evidence for a Causal Relationship
   Presumptive evidence for a cause/effect relationship be-
tween reported health problems and the indoor environment
of an individual's home includes: (1) Symptoms commonly
occur in more than one family member. (2) Symptoms are
often most severe in the individuals) who spend the most
time at home, e.g., homemakers, infants, retirees.  Such
individuals have the longest formaldehyde exposure dura-
tion. (3) Symptoms often diminish in severity when affected
 individuals are away from the home environment.  Extended
 absences usually result in marked improvement.  Note: When
 this is not the case, the new environment may also have
 significant formaldehyde contamination. (4) Symptoms
 diminish in severity when home environment is provided
 significant continuous ventilation by opening windows and/o,
 doors. (5) Symptoms show a distinct seasonal pattern.  Onset
 can be related to a) the beginning of the heating season, b)
 increased indoor relative humidity, or c) change in daily
 activities which result in more time spent indoors.  Diminish-
 ed symptom severity may be associated with a) cold dry out-
 door weather and b) summertime ventilation of home. (6)
 Symptom onset may be associated in time to a) moving into
 a new home (conventional or mobile), b) recent house
 remodeling, c) acquisition of new furnishings, d) insulating
 home with urea-formaldehyde foam, e) a change in activity
 level. (7) Symptoms reported by visitors to affected home
 
   Presumptive evidence for a cause/effect relationship be-
 tween reported building-related illness symptoms and formal-
 dehyde contamination of an individual's home includes: (1)
 Symptoms are similar to those reported by workers who are
 occupationally exposed. (2) Short-term human exposure
 studies have shown irritation of eyes, nose and throat at con-
 centrations as low as 0.10 ppm. (3) Symptoms can be related
 to indoor humidity levels.  Symptoms are most severe when
 humidity levels are 50% or greater.  When humidity is less
 than 35%, symptoms diminish in severity. (4) Symptom onset
 may occur in nonresidential environments where elevated
 formaldehyde levels are common, e.g. furniture stores.
 clothing stores, clothing sections of department stores. (5)
 Presence of potent formaldehyde sources such as par-
 ticleboard subflooring, urea-formaldehyde foam, extensive
 quantities of either particleboard or hardwood plywood panel-
 ing, cabinets and furniture. (6) Peak formaldehyde levels of
 circa 0.06 ppm or higher. (7) Symptom severity increases
 with formaldehyde concentrations. (8) Symptoms most
 severe in new conventional or mobile homes.
 
   Although apparent formaldehyde/building-related illness
 symptoms may be similar to other common ailments such
 as colds, they may be distinguished by their persistence,
 recurrence, and distinct association with certain indoor envi-
 ronments.  In addition, several symptoms appear to be uni-
 que to formaldehyde/building-related health problems.  These
 include unusual fatigue and unusual thirst.  The former is par-
 ticularly notable.
 
Evidence for Causation
   Recent scientific studies indicate that formaldehyde ex-
 posures are capable of causing symptoms in sensitive indi-
 viduals at concentrations that are commonly found in a wide
 variety of American homes.
 
   At formaldehyde levels typical of many mobile and modular
 homes. (0.35 ppm), Danish workers have reported a
 significantly high prevalence of the following symptoms (as
 compared to a control population): eye, nose, and throat
 irritation, headache, abnormal tiredness, menstrual irregu-
 larities, and unnatural thirst.  Canadian studies of residents
 of urea-formaldehyde foam-insulated (UFFI) houses have
 indicated a dose-response relationship between the formal-
 dehyde concentrations in UFFI houses and the following
 symptoms: dizziness, diarrhea, eye irritation, nosebleed,
 cough and sputum production.  The average formaldehyde
 concentration of the UFFI houses surveyed was a very low
 0.045 ppm.  Interestingly, UFFI residency was associated with
 a significant increase in the objective symptoms, nasal air-
 way resistance, and auquamous metaplasia of nasal
 epithelial cells.  The latter is considered to be a response to
 irritation.
 
   Studies have been conducted at Ball State University
 which have demonstrated a dose-response relationship be-
 tween the level of formaldehyde present in residential envi-
 ronments such as mobile homes and homes with par-
 ticleboard subflooring and the severity of 16 different symp-
 toms.  These include: eye irritation, dry/sore throat, runny
 nose, cough, sinus irritation, sinus infection, headaches,
 unusual fatigue, depression, difficulty sleeping, rashes,
 bloody nose, nausea, diarrhea, chest pain, and abdominal
 pain.  These significant relationships were observed at an
 average concentration of 0.09 ppm.  These studies suggest
 that low-level formaldehyde exposures (less than 0. 1 0 ppm)
 common to many homes in the U.S. are sufficient to exacer-
 bate existing symptoms or to cause them directly.
 
 Menstrual Disorders
   Several studies have reported that menstrual irregulari-
 ties/disorders may be related to occupational and/or residen-
 tial formaldehyde exposures.  This relationship apparently is
 unknown to physicians treating gynecological problems in
 this country.  The implications of a formaldehyde link to
 menstrual irregularities is significant since some treating
 physicians recommend a hysterectomy as a means of
 treating severe menstrual problems.  Because a hysterec-
 tomy has significant reproductive implications, it is impor-
 tant that formaldehyde exposure be seriously evaluated as
 an etiological factor by gynecologists and other treating
 physicians and those affected.  It is particularly likely to be
 a factor where formaldehyde levels are high such as in
 mobile or modular homes and in residences with particle-
 board subflooring.  Absence from the elevated formaldehyde
 environment for a month or more should provide an indica-
 tion whether the menstrual disorder may be associated with
 formaldehyde exposure.
 
 Formaldehyde-Sources and Levels
   Although formaldehyde is used in a large variety of con-
 sumer products, only a few release quantities of free formal-
 dehyde sufficiently to significantly contaminate indoor air.
 Problem products which may include particleboard sub-
 flooring, paneling, cabinetry, furniture, hardwood plywood
 paneling, use urea-formaldehyde (U-F) resins in their
 manufacture.  For wood products these resins are used as
 interior-grade adhesives.
 
   U-F resins are chemically unstable.  They may release free
 formaldehyde from the volatilizable, unreacted formaldehyde
 trapped in the resin and from the hydrolytic decomposition
 of the resin polymer itself.  It is the release of the unreacted
 formaldehyde fraction which is primarily responsible for the
 high initial indoor formaldehyde levels associated with the
 new mobile homes, conventional homes with particleboard
 subflooring and homes recently insulated with urea-
 formaldehyde foam.
 
   The release of most of the unreacted formaldehyde may
occur in approximately 6 months depending on sources pre-
sent.  After most of the volatile formaldehyde is released,
indoor levels may only be a fraction of those when the pro-
ducts were new.  A 50 + percent decline is common.
 
   Although a significant decline can be expected, the pro-
 blem does not go away as commonly believed.  Significant
 continuous formaldehyde release can be expected as the
 resin polymer undergoes hydrolytic decomposition.  Because
 of this, release of free formaldehyde from U-F products can
 be expected to continue for an indefinite period.
 
   Formaldehyde-releasing products differ in their emission
 potential.  Consequently, indoor formaldehyde levels will be
 determined to a considerable degree by the nature of form-
 aldehyde sources present.  Additionally, they will also be
 determined by the quantity of source material used in the
 building interior.  Despite common belief that indoor levels
 are due to the additive emissions of all sources present,
 laboratory studies show that major formaldehyde sources
 interact.  This interaction results in a number of outcomes
 from source suppression to slight augmentation to complete
 additivity.
 
   Most homes have measurable formaldehyde levels.
 Homes in which formaldehyde contamination appears to be
 associated with relatively low-level sources such as furniture,
 one paneled room, etc. measured formaldehyde levels in the
 range of 0.02 to 0.07 ppm with peak levels typically 0.05 to
 0.06 ppm.  Homes insulated with U-F foam (1 or more years
 after installation) will have formaldehyde levels in the range
 of 0.03 to 0.13 ppm with peak levels in individual homes in
 the range of 0.07 to 0.13 ppm.  Although U-F foam-insulated
 homes have received the most notoriety and, of course,
 regulatory attention, it must be pointed out that peak formal-
 dehyde levels in such homes are relatively low.  On the other
 hand, conventional homes with particleboard subflooring will
 have measured levels of formaldehyde in the range of 0.06
 to 0.15 ppm with peak levels in the range of 0.10 - 0.15 ppm.
 It is the mobile home, however, that exposes its residents
 to the highest formaldehyde levels.  Typically, peak formal-
 dehyde levels in mobile homes have been in the range of
 0.20 - 0.50 ppm with values as high as 1-2 ppm reported for
 mobile homes manufactured before 1980.  In most new
 mobile homes formaldehyde levels are usually less than 0.40
 ppm and are typically in the range of 0.10 to 0.30 ppm.
 
 Cabinetry & Furniture
   Two of the most overlooked problems of residential form-
 aldehyde contamination and building-related symptoms have
 been those associated with cabinets and furniture.  Kitchen
 and bathroom cabinets alone have the potential for causing
 residential formaldehyde to rise to levels of 0.10 ppm or
 higher. particularly when they are new.  Almost all hardwood
 cabinets, including solid wood, can be expected to release
 significant quantities of free formaldehyde into living spaces
 of homes.  Typical materials used in cabinet manufacture
 include particleboard, medium-density fiberboard, and hard-
 wood plywood.  Medium-density fiberboard is the most potent
 source of formaldehyde found in residences.  It is commonly
 used in cabinet manufacture as a core material overlain by
 hardwood plys.  It is typically 5/8 inches thick and looks like
 a thick hardboard.  However, hardboards such as Masonite
 are usually 1/4 inch and do not use U-F adhesives.  Particle-
 board is often used as shelving, as core material for hard-
 wood plys, and as countertops.  In countertops, the bottom
 surface is not covered by barriers such as Formica and is
 considered to be a potent source of formaldehyde.  It is not
 uncommon for cabinets to be made of good quality hardwood
 plywood.  Even such cabinets are seen to be potent sources
 of formaldehyde, but less so than those constructed of par-
 ticleboard and/or medium density fiberboard.  It is not unusual
 for cabinets to be constructed of all 3 materials-
 particleboard, medium-density fiberboard, and hardwood
 plywood.
 
   Most wood furniture available commercially is constructed
 of wood products using urea-formaldehyde resins.  Particu-
 larly significant are those using medium-density fiberboard
 and particleboard.  These typically serve as core materials
 overlain by hardwood plys, or in the case of inexpensive fur-
 niture, a paper-based or plastic laminate.
 
   Cabinets made from hardwood plywood or from solid
 wood, as well as solid wood furniture, may be significant
 sources of formaldehyde.  The formaldehyde source is an
 acid-catalyzed wood finish containing urea-formaldehyde,
 particularly in the first six months after application.  These
 acid-catalyzed finishes are almost universally applied to hard-
 wood plywood cabinets manufactured in the U.S., and their
 use is widespread on solid wood and hardwood plywood
 household furniture.  Such finishes are commonly applied to
 hardwood floors and prefinished wood materials.
 
Environmental Factors
   Levels of formaldehyde inside a residence or other type
of building structure depend not only on the potency and
quantity of sources present but also on environmental con-
 ditions which exist both on the inside and outside.  Particularly
 significant is the inside temperature and relative humidity.
 As a general rule in the temperature range of 65 to 86 degrees F,
 a temperature increase of 10 degrees F will result in an approximate
 two-fold increase in formaldehyde levels.  Conversely, a
 decrease of 10 degrees F will result in a 5O% reduction in levels.  Less
 significant, but nevertheless important, is the effect of humid-
 ity.  An increase in relative humidity from 30-70% can be
 expected to result in an approximate 40% increase in form-
 aldehyde levels.
 
   Low relative humidities during the winter period in many
northern residences are in part a major cause of the
significantly lower formaldehyde levels reported for homes
under winter conditions.  The effect of low humidity is par-
ticularly significant in UFFI homes.
 
   In addition to low humidity, lower wintertime formaldehyde
 levels are due to increased infiltration rates which lower
 formaldehyde levels by dilution.  Increased infiltration rates
 are associated with large indoor/outdoor temperature dif-
 ferences and higher wind speeds.  The greater the
 temperature differential between the inside and outside of
 a building, the lower the formaldehyde level.  Conversely, the
 smaller the temperature differential the higher the for-
 maldehyde concentration.  In the latter case, such
 temperature conditions are common in spring and fall
 months.  Formaldehyde levels can be standardized to a given
 indoor/outdoor temperature differential using the following
 equation: Cs = Cm + 0.0016 delta-T where Cs = standardiz-
 ed formaldehyde concentration, Cm = measured formalde-
 hyde concentration, and delta-T = the indoor/outdoor
 temperature difference at the time of testing.
 
   Maximum formaldehyde values in general occur under
 warm, humid conditions, particularly when the residence is
 closed.  Elevated formaldehyde can be expected in northern
 residences in the spring and fall if home ventilation by open-
 ing windows is practiced in the summer months and in the
 spring, summer, and autumn months when air conditioning
 is used.  In warm, humid climates such as those experienced
 in Florida and southeastern Texas, elevated formaldehyde
 levels can be expected throughout most of the year.  In the
 drier climates of the West, formaldehyde levels and expos-
 ures will be typically lower than in other areas of the country.
 
   Formaldehyde concentrations decrease rapidly with time.
 Significant decreases can be expected.  The decrease time
 or decay rate will depend on the potency of source materials,
 their quantity relative to the air volume in the building, and
 evironmental factors such as ventilation, temperature, and
 relative humidity.  The more potent the source and greater
 the extent of its use, the longer it will take for formaldehyde
 levels to decrease by a given percentage with time.  The
 higher the temperature and relative humidity and the higher
 the ventilation rate, the more the formaldehyde level will
 decrease with time.  The decrease is initially very rapid follow-
 ed by extended, much slower decreases.  The release of
 formaldehyde from source materials will never completely
 stop.
 
 New Products
   Since 1978 there has been a significant improvement in
 wood products bonded with urea-formaldehyde resins in
 respect to formaldehyde emissions.  Low emission par-
 ticleboards and hardwood plywood paneling dominate the
 present market for such wood products.  Emissions of form-
 aldehyde from low-emission products are only a fraction of
 what they were prior to 1978.  Despite this, the best grades
 of particleboard applied as subflooring produce formalde-
 hyde at levels that are typical of peak levels in UFFI houses
 which can still be described as problem houses.  Products
 have improved, but yet remain sufficiently potent in their
 formaldehyde releasing potential to cause a variety of irri-
 tating symptoms.
 
 Formaidyhyde Standards
   What level of formaldehyde exposure in a residence is
 safe?  There appears to be no lower level that is safe for
 everyone.  However, the lower the concentration, the lower
 the risk of adverse health effects.
 
   A variety of official and recommended standards have
 been applied to formaldehyde exposures.  For individuals
 occupationally exposed, the Occupational Safety and Health
 Administration (OHSA) permits exposures up to an average
 of 1 ppm 8 hrs./day, 5 days a week, with a requirement of
 medical surveillance for employees exposed to concentra-
 tions greater than 0.5 ppm.
 
   Occupational standards cannot, however, be validly used
 to determine the safety of residential exposures.  Such stan-
 dards are designed to provide a relative measure of protec-
 tion to nominally healthy workers age 18 to 65 for an 8-hour
 day/5 day work week.  Occupational standards cannot eas-
 ily be extrapolated to residential exposures which may range
 from 14-24 hours/day, 7 days per week.  Exposed individuals
 in residential environments not only include nominally
 healthy adults, but also the very young, the old and those
 with existing ailments.  These subpopulations may be expec-
 ted to be at greater health risk to formaldehyde exposures
 than occupationally-exposed workers.
 
   In response to reported building-related illness health pro-
 blems associated with residential formaldehyde exposures,
 several West European countries have proposed or pro-
 mulgated indoor air quality standards for formaldehyde.  For
 West Germany and the Netherlands this standard is 0.10
 ppm maximun concentration; for Denmark 0.12 ppm.
 Although no residential indoor air quality standards have
 been established in the United States, the American Soci-
 ety of Heating Refrigerating and Air Conditioning Engineers
 (ASHRAE) has recommended a voluntary standard of 0.10
 ppm, maximum concentration.  NASA has had a similar
 standard for manned space travel of .10 ppm since 1967.
 
   Canada has recently recommended an action level of 0.10
 ppm for residential exposures with a target level of 0.05 ppm.
 This means that the Canadian government has concluded
 that levels of 0. 1 0 ppm and above are not safe and that the
 homeowner act to reduce levels.  This is in marked contrast
 to the Department of Housing and Urban Development's
 target level of 0.40 ppm for new mobile homes.  This target
 level in essence says that HUD believes that human ex-
 posures of 0.40 ppm in residential environments are safe.
 OSHA on the other hand says that exposures to 0.50 ppm
 over as little as an 8-hour period requires medical surveil-
 lance.  The HUD target level reflects the ability of wood pro-
 duct manufacturers to make products which do not exceed
 the target level.  The target level does not protect public
 health.  Rather than protecting consumers, it provides
 regulatory sanction for the manufacture of defective products
 which are a significant threat to public health.
 
 Building-Related Illness Checklists
   Checklists have been developed and presented here to
 assist individuals, public health practitioners, and physicians
 in 
evaluating the potential relationship between an individ-
 ual's health problems and the indoor environment of his/her
 residence or place of employment.
 
   The household symptom checklist summarizes a variety
of symptoms or health problems which, although they may
be nonspecific, have been associated with formaldehyde
exposures.  These symptom/health problems usually are per-
sistent or recurring and generally do not have an easily
recognizable etiology.  The checklist in itself may suggest a
building-related illness health problem since it may show a
pattern of household or family illness which may not be
recognized in the normal practice of medicine.
 
Confirmation of Building-Related Illness
  An evaluation of responses to the attached checklists may
help to identify a building-related health problem.  A strong
association between the reported illness and the indoor
environment is suggested with increasing frequency of
positive responses.
 
   Particularly significant are responses to items which in-
 dicate that symptom severity decreases with absence from
 the home or with significant home ventilation.  The former,
 however, should be viewed with some caution.  Removing
 an individual from his/her home not only changes exposures
 to air contaminants such as formaldehyde, but it also may
 change lifestyle patterns, type of food consumed, etc.  Addi-
 tionally, one must also assume that the new environment has
 less contamination than the existing one.  In many cases the
 new environment itself may also pose a building-related
 health problem.  To minimize changes in lifestyle factors,
 eating habits, etc. a confirmation protocol based on providing
 significant ventilation to the home environment is
 recommended.
 
Note #2 - Residential Formaldehyde Control available on
request.  Please send a self-addressed, stamped envelope
for each request.
 
                                     BUILDING-RELATED ILLNESS CHECKLIST
 
For each item respond by Checking yes, no, don't know or not applicable,
in the adjacent column.
 
                                                                      Don't
                                                           Yes   No   Know  N/A
1. Symptoms reported by more than one family member.
2. Irritating symptoms most severe in family member who spends
    most time at home.
3. Symptoms severe in infants or very young children.
4. Symptoms become less severe when individual is absent from
    home with longer periods showing marked improvement.
5. Symptoms diminish in severity when home is provided
    significant continuous ventilation.
6. Symptoms  exhibit a seasonal pattern.
7. Onset of symptoms can be associated in time with:
      a. moving into a new conventional or mobile home
      b. recent house remodeling
      c. acquisition of new furnishings
      d. insulating home with urea-formaldehyde foam
8. Symptoms reported in visitors to individual's home.
 
 
                          FORMALDEHYDE BUILDING-RELATED ILLNESS CHECKLIST
 
                                                                      Don't
                                                           Yes   No   Know  N/A
1. Symptoms most severe during warm humid weather.
2. Symptoms least severe on cold dry winter days (in colder
    climates).
3. Symptoms of eyes, upper respiratory and central nervous
    system (eye, upper respiratory and CNS effects).
4. Peak formaldehyde levels of circa 0.06 ppm or higher.
5. Symptom onset in environments where elevated formaldehyde
    levels are common, e.g. clothing stores, clothing sections of
    department stores, furniture stores, etc.
6. Presence of major formaldehyde sources.
      a. particleboard subflocring
      b. paneling - hardwood plywood, particleboard
      c. cabinets - particleboard, medium density fiberboard, 
          hardwood plywood
      d. wood furniture - particle board, medium density fiberboard,
          hardwood plywood
      e. urea-formaldehyde foam insulation
      f. acid-catalyzed finished wood materials - cabinets, furniture,
         hardwood floors
7. Symptoms very severe in residents of mobile homes or new
    homes with particleboard subflooring.
8. Symptoms associated with one area of house where potent
    sources of formaldehyde are located (i.e. closed bedroom)-
 
 
OCCUPANT SYMPTOM/HEALTH PROBLEM CHECKLIST
  
For each resident indicate with a check persistent or recurring
symptoms/health problems which cannot be associated with any readily
diagnosed illness such as cold, flu, etc.
 
 Occupant's Name:
 
 Symptoms:
 
 Eye irritation
 Eye infection
 Dry/sore throat
 Cough
 Excessive phlegm production
 Runny nose
 Sinus congestion
 Sinus infection
 Bronchial pneumonia
 Shortness of breath
 Wheezing
 Asthmatic attacks
 Bronchitis
 Headaches
 Disturbed concentration
 Dizziness
 Unusual fatigue
 Depression
 Difficulty in sleeping
 Rashes
 Nosebleed
 Nasal Sores
 Nausea
 Diarrhea/loose stool
 Chest pain
 Abdominal pain
 Menstrual problems
 Unusual thirst


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